[DATE]

Dear [PROSPECTIVE CLIENT]:

With 2011 now upon us, I am writing to inquire as to the current health of your financial advice. Global economic and political climates have changed dramatically since we last spoke. Despite the prevailing volatility and uncertainty, I have never felt better positioned to help my clients pursue their financial objectives.

The transition to UBS has been decidedly positive. Clients who joined us in the move were very pleased with the seamlessness of their account transfers and appreciate the fresh perspectives and timely ideas coming from our Wealth Management Research group.

I too am extremely impressed not only with the research, but also with the direct access I have to the firm's thought leaders. Between UBS's industry-leading research and its dedication to an "open architecture" platform, which encourages a broad and objective investment universe for your portfolio, I am confident I can do more for you here than anywhere else.

I should also note that both myself and my colleague, [ENTER NAME], have successfully earned the UBS designation of "Wealth Advisor." This distinction, accorded to only a select number of UBS Financial Advisors, is the result of completing a rigorous training program and ensures we are eminently qualified to provide highly personalized wealth management services.

2011 finds our team looking to selectively expand upon our success in meeting the often complex wealth management needs of sophisticated investors. I will be calling you soon to make sure that you received this mailing and to find out if you have any questions for me. At the very least, our conversation may serve as a sounding board opportunity for you. In the meantime, I have enclosed some updated materials focusing on my team's philosophy and approach.

Wishing you and your family a very happy, healthy and prosperous 2011 and beyond!

Warmest regards,

[NAME]